Chris Whittaker
DLA Piper
Second FCA Consultation Paper Published On Accountability 2
United Kingdom - December 21 2017 On 13 December 2017, the FCA has published a technical Consultation Paper 1740 (CP 1740) on the extension of the Senior Managers and Certification...
Ian Mason, Michael McKee, Louise Neave.
Extension of the senior managers and certification regimes
United Kingdom - October 9 2017 The global financial crisis highlighted the difficulties with the culture in banks and in holding Individuals to account for their failings. To help...
Paul Brown, Ian Mason, Michael McKee, Louise Neave.
Hm Treasury consults on the implementation of PSD2
United Kingdom - February 8 2017 On 2 February 2017, HM Treasury published a consultation paper on the implementation of PSD2 explaining the scope and key changes compared to PSD......
Ben Johnson, Stewart Plant, Michael McKee.
FCA shines a light on dark pools
United Kingdom - January 8 2017 On 21 July 2016, the Financial Conduct Authority (FCA) published the results of a thematic review, in which it examined ‘dark pools’, which include...
FCA readies the UK for MiFID II
United Kingdom, European Union - January 8 2017 The Financial Conduct Authority (FCA) has published consultation paper CP1629 Markets in Financial Instruments Directive II...
