Articles
SEC amends Rule 10b5-1 and adopts disclosures related to insider trading
USA - January 4 2023 The SEC has amended Rule 10b5-1 of the Securities Exchange Act of 1934 (Exchange Act) and adopted new disclosure requirements related to trading by…
Eric Forni, Andrew Gilbert, Brooke Goodlett, John J. Gilluly III, Andrew Ledbetter, Deborah R. Meshulam, Kenneth Rowles, Sanjay M. Shirodkar
Guest blog: SEC adopts final rules for clawback of erroneously awarded compensation
USA - November 28 2022 The Securities and Exchange Commission (SEC) has approved, by a 3-2 vote, final rules that require publicly traded companies to adopt policies…
Bryan Card, Eric Forni, Andrew Ledbetter, Rita M. Patel, Keith Ranta, Louann Fang Richard
SEC adopts final rules for clawback of erroneously awarded compensation
USA - November 8 2022 The Securities and Exchange Commission (SEC) has approved, by a 3-2 vote, final rules that require publicly traded companies to adopt policies…
Bryan Card, Eric Forni, Andrew Ledbetter, Rita M. Patel, Keith Ranta, Louann Fang Richard
Comparing ESG disclosure rules for funds in the EU, UK and the US - SFDR, SDR and SEC proposals
USA - October 5 2022 Europe’s Sustainable Finance Disclosure Regulation (SFDR) has been followed by equivalent proposals in other jurisdictions, particularly the UK and…
Rhys Davies, Erin Lachaal, Jesse Medlong, Caroline Pimpaud, Catherine Pogorzelski, Deanna R. Reitman, Erin Sculthorpe
Proposed EU corporate sustainability due diligence directive: what US companies need to know
European Union, USA - March 31 2022 On February 24, 2022, the European Commission unveiled its proposal for a directive on corporate sustainability due diligence (the Proposed…
Brooke Goodlett, Jack Haimowitz, John J. Gilluly III, Sonakshi Kapoor, Jesse Medlong, Richard Sterneberg, Daniel Weinstein
