Bradley E. Phipps

DLA Piper

Articles

Results 1 to 5 of 31


How private fund advisers are preparing for the upcoming compliance date for the SEC’s Marketing Rule - November 4, 2022

USA - October 10 2022 In December 2020, the Securities and Exchange Commission adopted significant reforms under the Investment Advisers Act of 1940 to modernize rules…

Kevin R. Bettsteller, Richard M. Cardillo, Jr., Nathaniel Marrs, Jessica McKinney

Exchange - International Issue 48 - July 2022

Brazil, European Union, United Kingdom, USA - July 1 2022 On 4 April 2022, Her Majesty's Treasury (the Treasury) published its response (the Response) to its consultation and call for evidence on the UK's…

Martin Christian Kruhl, Ph.D., Fabrice Armand, Andreea Badea, Dr. Gunne W. Bähr, Pierre Berger, Sidney Burke, Harris Chan, Miroslav Dubovský, Mary Dunbar, Xavier Guzman, Jeffrey L. Hare, Paul Hopman, Martin Jamieson, Tony Katz, Paul Latto, Paul Lee, Sophie Lessar, Vincenzo La Malfa, Laurent Massinon, Michael McKee, Paul McViety, Deborah R. Meshulam, Sam Millar, András Nemescsói, Samantha O'Brien, Isabelle Ord, Agostino Papa, Catherine Pogorzelski, João Costa Quinta, John D. Reiss, Eva Skottke, Christopher N. Steelman, Alf-Peter Svensson, Camilla Julie Wollan, Jasna Zwitter-Tehovnik

Exchange - International Issue 47 - March 2022

European Union, USA - March 29 2022 On 29 November 2021, Financial Conduct Authority (FCA) published amendments to the Regulatory Technical Standards on Strong Customer…

Martin Christian Kruhl, Ph.D., Fabrice Armand, Andreea Badea, Dr. Gunne W. Bähr, Pierre Berger, Sidney Burke, Harris Chan, Miroslav Dubovský, Mary Dunbar, Xavier Guzman, Jeffrey L. Hare, Paul Hopman, Martin Jamieson, Tony Katz, Dennis Kunschke, Paul Latto, Paul Lee, Sophie Lessar, Vincenzo La Malfa, Laurent Massinon, Michael McKee, Paul McViety, Deborah R. Meshulam, Sam Millar, András Nemescsói, Samantha O'Brien, Isabelle Ord, Agostino Papa, Catherine Pogorzelski, João Costa Quinta, John D. Reiss, Eva Skottke, Christopher N. Steelman, Alf-Peter Svensson, Camilla Julie Wollan, Jasna Zwitter-Tehovnik

Exchange - International: Financial Services Regulation Newsletter

European Union, OECD, United Kingdom, USA - November 22 2021 With green-Related Issues being at the top of the regulators’ and institutions’ agenda, in this edition, In Focus analyses the new guidelines…

Martin Christian Kruhl, Ph.D., Fabrice Armand, Andreea Badea, Dr. Gunne W. Bähr, Pierre Berger, Sidney Burke, Harris Chan, Miroslav Dubovský, Mary Dunbar, Xavier Guzman, Jeffrey L. Hare, Paul Hopman, Martin Jamieson, Tony Katz, Dennis Kunschke, Paul Latto, Paul Lee, Sophie Lessar, Vincenzo La Malfa, Laurent Massinon, Michael McKee, Paul McViety, Deborah R. Meshulam, Sam Millar, Johan Mouraux, András Nemescsói, Eimear O'Brien, Samantha O'Brien, Isabelle Ord, Agostino Papa, Catherine Pogorzelski, Sebastien Praicheux, João Costa Quinta, John D. Reiss, Eva Skottke, Christopher N. Steelman, Alf-Peter Svensson, Camilla Julie Wollan, Jasna Zwitter-Tehovnik

Exchange - International ISSUE 45 - JUNE 2021

Global - July 1 2021 DLA Piper's Financial Services International Regulatory team welcomes you to the 45th edition of Exchange - International, our international…

Martin Christian Kruhl, Ph.D., Fabrice Armand, Andreea Badea, Dr. Gunne W. Bähr, Pierre Berger, Sidney Burke, Harris Chan, Miroslav Dubovský, Mary Dunbar, Xavier Guzman, Jeffrey L. Hare, Paul Hopman, Martin Jamieson, Tony Katz, Dennis Kunschke, Paul Latto, Paul Lee, Sophie Lessar, Vincenzo La Malfa, Laurent Massinon, Michael McKee, Paul McViety, Deborah R. Meshulam, Sam Millar, Johan Mouraux, András Nemescsói, Eimear O'Brien, Samantha O'Brien, Isabelle Ord, Agostino Papa, Ricardo Plasencia, Catherine Pogorzelski, João Costa Quinta, John D. Reiss, Eva Skottke, Christopher N. Steelman, Alf-Peter Svensson, Camilla Julie Wollan, Jasna Zwitter-Tehovnik