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The FCA's 5 Conduct Questions: Senior managers of all firms required to consider their culture

United Kingdom - July 11 2019 Although the 5 Conduct Questions programme (5CQ) has been running for some years, and was originally aimed at wholesale banks and subsequently...

Stephanie Biggs, Phil Bartram, Michael Raymond, Jane Tuckley.

Insights for In-house Counsel - January 2020

United Kingdom, European Union - January 8 2020 Our regular round-up of recent developments and topics for your radar, and news of planned training and networking events for in-house counsel in...

Spencer Summerfield, Mahesh Varia, Sarah Quy, Ed Mills, Louisa Chambers, Ben Chivers, Stephen Whitfield, Rachel Woodburn, Doug Bryden, Richard Brown, Daniel Gerring, Madeline Gowlett, Paul Dolman, Philip Cheveley, Matthew Ayre.

New rules on money laundering

United Kingdom - November 28 2019 The Fifth Money Laundering Directive is due to come into force in the UK on 10 January 2020 through amendments to the Money Laundering, Terrorist...

Stephanie Biggs, Phil Bartram, Michael Raymond, Jane Tuckley.

European Commission proposals for new prudential regime for EU investment firms

European Union - December 21 2017 European Commission proposals for new prudential regime for EU investment firms On 20 December 2017, before MiFID II has even entered into force, the...

Stephanie Biggs, Phil Bartram, Jane Tuckley.

Financial Services Regulation 2021 - New Year briefing

United Kingdom, European Union - January 8 2021 We wrote those words just 12 short months ago. Of course, none of us knew that a public health tragedy and related economic crisis was just a few...

Stephanie Biggs, Phil Bartram, Michael Raymond, Simon Witney, Natalie Lewis, Jane Tuckley.