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FINMA approves first supervisory organisations and registration office for client advisers

Switzerland - August 18 2020 The Federal Council enacted the Financial Services Act (FinSA) and the Financial Institutions Act (FinIA) together with the implementing ordinances to…

Nicolas Bracher, Bignia Vieli, Daniel S. Weber

FINMA bewilligt erste Aufsichtsorganisationen und Registrierungsstelle für Kundenberater

Switzerland - July 23 2020 Der Bundesrat hat per 1. Januar 2020 das Finanzdienstleistungsgesetz (FIDLEG) und das Finanzinstitutsgesetz (FINIG) zusammen mit den…

Nicolas Bracher, Bignia Vieli, Daniel S. Weber

Financial Institutions Act - Effects on Independent Asset Managers and Trustees

Switzerland - November 22 2019 The new Financial Institutions Act (FinIA or the Act) will enter into force on 1 January 2020. This Act regulates the supervision of financial…

Nicolas Bracher, Regula Grunder, Bignia Vieli

FinSA - Strengthening Investor Protection

Switzerland - November 21 2019 The new Financial Services Act (FinSA or the Act) aims to improve investor protection. It contains a comprehensive catalogue of regulatory rules of…

Nicolas Bracher, Regula Grunder, Bignia Vieli