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President Trump Issues an Executive Order Prohibiting U.S. Persons from Investing in Listed “Communist Chinese Military Companies”

USA, China - November 18 2020 On November 12, 2020, President Trump issued an Executive Order entitled, “Addressing the Threat from Securities Investments that Finance Communist...

Jessica S. Carey, Roberto J. Gonzalez, Karen R. King, Rachel Fiorill, Joshua R. Thompson, Brad S. Karp, Michael E. Gertzman, Richard S. Elliott, H. Christopher Boehning.

FCPA developments: Q3 2020

USA - October 16 2020 Despite the challenges posed by the global coronavirus pandemic, the DOJ and the SEC remained at “full speed” in FCPA enforcement in the third quarter...

Lorin L. Reisner, Alex Young K. Oh, Farrah R. Berse, Jessica S. Carey, Roberto Finzi, Matthew Driscoll, Peter Jaffe, Justin D. Lerer, Christopher D. Frey, JUAN J. GASCON, Harris Fischman, Loretta E. Lynch, Jeannie S. Rhee, Brad S. Karp, Rebecca Lockert, Sarah Maneval, Michael E. Gertzman, Theodore V. Wells Jr..

Second Circuit Rejects Evasion-of-Secondary-Sanctions Theory; Upholds DOJ’s Use of Bank Fraud Statute in Sanctions Prosecution

USA - August 31 2020 On July 20, 2020, the U.S. Court of Appeals for the Second Circuit upheld Mehmet Hakan Atilla’s convictions for conspiracy to violate the...

Jessica S. Carey, Roberto J. Gonzalez, Karen R. King, Rachel Fiorill, Christopher D. Frey, Anand Sithian, Brad S. Karp, Apeksha S. Vora, Michael E. Gertzman, Richard S. Elliott, H. Christopher Boehning.

Supreme Court Upholds the SEC’s Authority to Seek Disgorgement in Civil Actions, But Imposes Important Limiting Principles

USA - June 25 2020 This week, the Supreme Court held that the SEC may seek disgorgement in enforcement actions, at least when the disgorgement does not exceed a...

Lorin L. Reisner, Alex Young K. Oh, Peter Jaffe, Richard C. Tarlowe, Walter G. Ricciardi, Kannon K. Shanmugam, William T. Marks, Brad S. Karp, Daniel J. Kramer, Andrew J. Ehrlich, Richard A. Rosen, Audra J. Soloway, Daniel S. Sinnreich, Kristina Bunting, Joshua C. Yim, Walter Rieman, Susanna M. Buergel, Jane B. O'Brien.

DOJ 2020 Guidance for Evaluating Corporate Compliance Incorporates Feedback From Business and Compliance Communities

USA - June 8 2020 On June 1, 2020, the U.S. Department of Justice, Criminal Division released an update to its guidance on the Evaluation of Corporate Compliance...

Lorin L. Reisner, Alex Young K. Oh, Farrah R. Berse, Jessica S. Carey, Roberto Finzi, Peter Jaffe, Justin D. Lerer, Richard C. Tarlowe, Christopher D. Frey, JUAN J. GASCON, Harris Fischman, Loretta E. Lynch, Jeannie S. Rhee, Brad S. Karp, Nicholas A. Butto, Michael E. Gertzman.