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CAQ Publishes a Roadmap of Non-GAAP Financial Measures for Audit Committees

USA - April 20 2018 On March 16, 2018, the Center for Audit Quality (the “CAQ”) published Non-GAAP Financial Measures: A Roadmap for Audit Committees (the “Roadmap”)…

Mark S. Bergman

SEC Approves NYSE Rule Change to Facilitate Listing Without an Initial Public Offering

USA - February 15 2018 On February 2, 2018, the SEC approved a proposed rule change to the NYSE listing standards designed to facilitate the direct listing of a company’s…

Mark S. Bergman, Andrew J. Foley, David S. Huntington, Brian M. Janson, Hank Michael, Raphael M. Russo

FCA Adopts Changes to Rules Governing Availability of Information for IPOs

United Kingdom - November 13 2017 The UK Financial Conduct Authority (the "FCA") recently published a policy statement (the "Policy Statement") that addresses the availability of…

Mark S. Bergman, Sofia D. Martos

The European Union Publishes Its Final Prospectus Regulation

European Union - July 11 2017 On June 30, 2017, the final text of a new EU regulation entitled “Regulation on the prospectus to be published when securities are being offered to…

Mark S. Bergman

Brexit: Britain Formally Enters Uncharted Waters

European Union, United Kingdom - April 4 2017 Nine months after the British voted to withdraw from the European Union, Prime Minister Theresa May has provided formal notification of the country’s…

Mark S. Bergman, David K. Lakhdhir