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Full Effectiveness of New EU Prospectus Regulation Requires New EEA Legends and Selling Restrictions

European Union, United Kingdom - September 20 2019 On July 21, Regulation (EU) 2017/1129 (the “Prospectus Regulation”) came fully into force, repealing and replacing Directive 2003/71/EC, as amended…

Mark S. Bergman

AFME and Euro IRP Publish Guidance on New Rules Governing UK IPO Process

European Union, United Kingdom - October 15 2018 The Association for Financial Markets in Europe (“AFME”) and the European Association of Independent Research Providers (“Euro IRP”) recently…

Mark S. Bergman

FCA Publishes a Consultation on an Update to a Technical Note on Periodic Financial Information and Inside Information

United Kingdom - June 19 2018 On June 11, 2018, the UK Financial Conduct Authority (the “FCA”) published a special edition of its Primary Market Bulletin containing a consultation…

Mark S. Bergman

Key Implications of the EU’s new PRIIPs and MiFID II Regimes for Offerings of Debt Securities

European Union - May 3 2018 Two new European regulatory regimes came into force in January 2018, bringing about sweeping changes for many market participants involved in offers…

Mark S. Bergman

Implications of the New EU Data Protection Regime and Its Expanded Application for Non-EU Entities

European Union, Global - April 26 2018 The EU General Data Protection Regulation (the “GDPR”), approved and adopted by the European Union in April 2016, takes effect in all member states of…

Mark S. Bergman, H. Christopher Boehning, Jeh Charles Johnson, Lorin L. Reisner, Richard C. Tarlowe, Daniel J. Toal