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Michael R. Butowsky

Jones Day

Articles

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FINRA Advises Member Firms to Submit Questions to the SEC on Regulation Best Interest

USA - August 4 2019 FINRA advises broker-dealers about the SEC's recently adopted Regulation Best Interest and solicits implementation questions. On August 7, 2019, the...

Sergio Alvarez-Mena, David P. Bergers, Laura S. Pruitt, Eric A. Love.

Mandatory Summer Reading: SEC Staff Issues Rare Joint Statement on LIBOR Transition

USA - July 18 2019 The Situation: The Staffs of the Divisions of Corporation Finance, Investment Management and Trading and Markets ("Divisions") of the U.S...

Jason Jurgens, Kim Desmarais, Harold K. Gordon, Rory T. Hood, Locke R. McMurray.

Final Rule on Regulation Best Interest Now Complete

USA - June 1 2019 The Situation: The U.S. Securities and Exchange Commission ("SEC") has adopted: (i) new regulations relating to the relationship between...

Sergio Alvarez-Mena, David P. Bergers, Laura S. Pruitt, Jacob C. Greenberg.

How SEC's List of Examination Priorities for 2019 Will Affect Private Fund Advisers

USA - January 7 2019 The Office of Compliance Inspections and Examinations ("OCIE") of the U.S. Securities and Exchange Commission has released its...

Emily O. Harris.

Pennsylvania Pension Review Commission Releases Final Report

USA - January 7 2019 The Pension Review Commission has determined its recommendations to improve the management and performance of the State’s largest public pension...

Courtney Lyons Snyder, Jayant W. Tambe, Andy Stanton, Michael B. Gallagher.