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SEC Enforcement in Financial Reporting and Disclosure: 2019 Mid-Year Update

USA - August 5 2019 In May 2019, the SEC completed its second full year under the Stewardship of Chairman Jay Clayton. Unlike the “broken windows” philosophy1 Of Chair...

Shamoil T. Shipchandler, Jules H. Cantor, Joan E. McKown, Henry Klehm III.

Managing Legal Risks for ESG Disclosures Under U.S. Law

USA - July 5 2019 Whether on their own initiative or in response to pressure from regulators, consumers, or activist shareholders, many issuers are disclosing more and...

Amisha Shrimanker Kotte, Jonathan D. Guynn (Jon).

DOJ Loosens Prohibition on "Ephemeral Communications"; SEC Does Not

USA - March 20 2019 The Situation: Most companies have faced challenges in finding the right balance between their Information Governance programs and their employees'...

Jason S. Varnado, Shamoil T. Shipchandler, Jamila M. Hall.

SEC Highlights Need to Remediate ICFR Material Weaknesses

USA - February 11 2019 While the SEC's Financial Reporting and Audit Group has been...

Sarah L. Levine, David P. Bergers, Joan E. McKown, Henry Klehm III.

SEC Enforcement in Financial Reporting and Disclosure2018 Year-End Update

USA - January 31 2019 In 2018, the SEC continued to pursue many of the same initiatives and objectives it articulated in 2017, including emphasizing retail investor...

Tyson M. Lies, Joan E. McKown, Henry Klehm III.