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Anthony L. Perricone

Jones Day

Articles

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CFTC implements substituted compliance approach for commodity pool operators of registered investment companies

USA - August 28 2013 On August 13, the Commodity Futures Trading Commission ("CFTC") issued a release relating to the harmonization of compliance obligations for...

Joel S. Telpner, Michael R. Butowsky.

CFTC division issues letter extending relief for commodity pool operators of certain securitization vehicles

USA - April 5 2013 On March 29, 2013, the Division of Swap Dealer and Intermediary Oversight (the "Division") of the Commodity Futures Trading Commission (the...

Joel S. Telpner.

U.S. regulatory action items for investment advisers (2013)

USA - January 23 2013 Of course, a new year brings not only (the potential for keeping) New Year's resolutions, but also a new set of obligations and undertakings for many...

Robert C. Lee, Dennis Barsky, Michael R. Butowsky, Michele L. Gibbons, Emily O. Harris.

CFTC division issues no-action letter impacting mortgage REITs

USA - December 11 2012 On December 7, 2012, the Division of Swap Dealer and Intermediary Oversight (the "Division") of the Commodity Futures Trading Commission ("CFTC") issued CFTC Letter No. 12-44 (the "Letter")....

Joel S. Telpner, David M. Mahle.

CFTC division issues letter providing relief for certain securitization vehicles

USA - December 11 2012 On December 7, 2012, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission ("CFTC") issued CFTC Letter No. 12-45....

Joel S. Telpner, Tracy L. Oley, Scott N. Pierpont.