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SEC Charges Former Executive with Insider Trading on a Misappropriation Theory—with a Twist

USA - September 21 2021 On August 17, 2021, the Securities and Exchange Commission ("SEC") filed a complaint (the "Complaint") in the U.S. District Court for the Northern…

Kimberly Petillo-Décossard, Bradley J. Bondi

Investor Advisory Committee Recommends Rule 10b5-1 Reform

USA - September 16 2021 On August 26, 2021, the Investor as Owner Subcommittee ("Subcommittee") of the Securities and Exchange Commission's Investor Advisory Committee…

Kimberly Petillo-Décossard, Helene R. Banks