Articles

Results 1 to 5 of 29


SEC Charges Former Executive with Insider Trading on a Misappropriation Theory—with a Twist

USA - September 21 2021 On August 17, 2021, the Securities and Exchange Commission ("SEC") filed a complaint (the "Complaint") in the U.S. District Court for the Northern…

Bradley J. Bondi, Sarah Klein-Cloud

Investor Advisory Committee Recommends Rule 10b5-1 Reform

USA - September 16 2021 On August 26, 2021, the Investor as Owner Subcommittee ("Subcommittee") of the Securities and Exchange Commission's Investor Advisory Committee…

Helene R. Banks, Sarah Klein-Cloud

SEC Charges AT&T and Individual Executives With Violations of Regulation FD

USA - April 30 2021 On March 5, 2021, the Securities and Exchange Commission ("SEC") charged AT&T, Inc. ("AT&T" or the "Company") and three executives in its Investor…

Bradley J. Bondi, Geoffrey E. Liebmann, Zachary M. Missan

SEC Staff Publishes COVID-19 Related FAQs

USA - May 19 2020 On March 25, 2020, the Securities and Exchange Commission (the "SEC") issued Order No. 34-88465 (the "Order"), which extended the deadlines for…

Bradley J. Bondi, Geoffrey E. Liebmann, Emma K. O'Hara

SEC Staff Issues Clarifying Interpretations Regarding Recent Filing Deadline Extensions Related to COVID-19 (UPDATE)

USA - April 8 2020 On March 25, 2020, the Securities and Exchange Commission (the "SEC") issued Order No. 34-88465 (the "Order"), which extended the deadlines for…

Bradley J. Bondi, Geoffrey E. Liebmann, Emma K. O'Hara