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Supreme Court Holds That the SEC’s Administrative Law Judges Are Officers Subject to the Constitution’s Appointments Clause

USA - June 27 2018 On June 21, 2018, the Supreme Court of the United States held in Lucia v. SEC that the Securities and Exchange Commission's ("SEC" or "Commission")...

Bradley J. Bondi, Sara Ortiz, Michael D. Wheatley, Geoffrey E. Liebmann, Charles A. Gilman, Helene R. Banks.


Circuit Courts of Appeal Reach Different Conclusions on the Department of Labor’s Fiduciary Rule

USA - April 12 2018 In a March 15, 2018 decision in Chamber of Commerce of the United States v. United States Department of Labor, the United States Court of Appeals for...

Bradley J. Bondi, Geoffrey E. Liebmann, Courtney B. LaHaie, Charles A. Gilman, Helene R. Banks.


Supreme Court Defines the Scope of the Dodd-Frank Act’s Whistleblower Protection

USA - March 8 2018 On February 21, 2018, the Supreme Court of the United States held in Digital Realty Trust, Inc. v. Somers that the anti-retaliation provisions of the...

Bradley J. Bondi, Geoffrey E. Liebmann, Allyson Hopper, Charles A. Gilman, Helene R. Banks.


CFTC Announces New Self-Reporting and Cooperation Program

USA - October 23 2017 In a September 25, 2017 speech at New York University School of Law, James McDonald, the Director of the Division of Enforcement of the Commodity...

Kimberly Petillo-Décossard, Bradley J. Bondi, Michael D. Wheatley, Charles A. Gilman, John J. Schuster.


CFTC Announces Its First Non-Prosecution Agreements

USA - July 10 2017 On June 29, 2017, the Commodity Futures Trading Commission (CFTC) announced that it entered into non-prosecution agreements with three respondents in...

Kimberly Petillo-Décossard, Bradley J. Bondi, Charles A. Gilman, John J. Schuster.