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CFTC Enforcement Division Issues Compliance Program Guidance

USA - November 11 2020 On September 10, 2020, the Commodity Futures Trading Commission’s (CFTC, or the Commission) Division of Enforcement (Division) director issued a…

Paul M. Architzel, Matthew Beville, Robert Greffenius, Elizabeth Mitchell, Daniel F. Schubert, Petal Walker.

Commodity Futures Trading Commission 2019 Enforcement and Regulatory Developments and a Look Forward

USA - February 3 2020 In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, including the appointment of Dr…

Paul M. Architzel, Matthew Beville, Yevedzo Chitiga, Aaron Friedman, Margaux Joselow, Elizabeth Mitchell, Petal Walker.

Second Circuit Confirms Extraterritorial Reach of Section 1782 and Clarifies Jurisdictional Requirements

USA - October 16 2019 A recent Second Circuit decision provides important guidance on the scope and application of Section 1782, the expansive discovery provision that…

David A. Berman, Brendan R. McGuire.

CFTC Announces Whistleblower Award Totaling More Than $2 Million To Company Outsider

USA - March 5 2019 On March 4, 2019, the US Commodity Futures Trading Commission (CFTC) announced a whistleblower award totaling more than $2 million to a company…

Paul M. Architzel, Seth Davis, Aaron Friedman, Daniel F. Schubert, Petal Walker.

2018 CFTC Year-In-Review

USA - January 31 2019 For the Commodity Futures Trading Commission (CFTC or Commission), 2018 was characterized by (1) an active enforcement program emphasizing cooperation…

Paul M. Architzel, John M. Faust, Joseph M. Toner, Petal Walker.