USA - February 22 2023
On December 14, 2022, the Securities and Exchange Commission (the SEC or Commission) proposed Regulation Best Execution (Proposed Reg Best Ex),1…
Ayana Dow, Twane Harris, Yoon-Young Lee, Bruce H. Newman, Stephanie Nicolas
USA - February 16 2023
A flurry of activity on January 27 signaled continued skepticism from the Federal Reserve of crypto-asset-related activities generally and open…
Franca Harris Gutierrez, Cory C. Hansen, Michael Held, Andy V. Reynolds
USA - February 9 2023
On January 23, the New York State Department of Financial Services (DFS or the Department) issued guidance clarifying its expectations for New…
Isabel Dai, Thomas Davis, Michael Dawson, Zachary Goldman, Franca Harris Gutierrez, Cory C. Hansen, Michael Held, George W. Shuster, Jr., Benjamin W. Loveland
USA - January 6 2023
On January 3, the Board of Governors of the Federal Reserve (FRB), Federal Deposit Insurance Corporation (FDIC) and Office of the Comptroller of the…
Michael Dawson, Zachary Goldman, Franca Harris Gutierrez, Cory C. Hansen, Michael Held
USA - January 6 2023
The emergence of digital assets has brought new risks and challenges, including the potential exploitation of the technology to facilitate financial…
Preet Bharara, Robert L. Boone