Phillip Gillespie
Wilmer Cutler Pickering Hale and Dorr LLP
Articles
COVID-19: Investment Management Relief
USA - June 10 2020 The COVID-19 pandemic has caused disruption throughout the investment management industry. The U.S. Securities and Exchange Commission (SEC), along…
SEC Proposes New Framework for Fund Valuation Practices
USA - April 30 2020 On April 21, 2020, the Securities and Exchange Commission (SEC) voted to propose Rule 2a-5 under the Investment Company Act of 1940 (1940 Act)…
COVID-19: SEC Grants Temporary Relief to Mutual Funds from Borrowing and Lending Restrictions
USA - March 26 2020 On March 23, 2020, the SEC issued an order1 (the “Order”) granting registered open-end funds and insurance company variable annuity separate accounts…
Amy R. Doberman, Leonard A. Pierce, Gretchen Passe Roin, Timothy F. Silva
Federal Reserve Announces Money Market Mutual Fund Liquidity Facility
USA - March 19 2020 Late in the evening March 18, 2020, the Federal Reserve announced the establishment of a new Money Market Mutual Fund Liquidity Facility (MMLF2020)…
SEC Extends Deadline for Form ADV and Form PF Filing for Advisers, Disclosure Relief for Registered Funds and Business Development Companies
USA - March 18 2020 On March 13, 2020, the Securities and Exchange Commission (SEC) issued an order (the Advisers Act Release) under the Investment Advisers Act of 1940…
Leland Langston, Leonard A. Pierce, Gretchen Passe Roin, Timothy F. Silva
