Articles

Results 6 to 10 of 28
Most popular |Most recent


COVID-19: CFTC Advances Regulatory Agenda Despite COVID-19 Pandemic

USA - May 14 2020 The Commodity Futures Trading Commission (CFTC or Commission) continues to advance its regulatory agenda amid the COVID-19 crisis. After…

Dino Wu, Paul M. Architzel, Yevedzo Chitiga.

Commodity Futures Trading Commission 2019 Enforcement and Regulatory Developments and a Look Forward

USA - February 3 2020 In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, including the appointment of Dr…

Anjan Sahni, Aaron Friedman, Elizabeth Mitchell, Margaux Joselow, Matthew Beville, Paul M. Architzel, Yevedzo Chitiga.

CFTC Ends 2019 with Rulemaking Flurry

USA - January 8 2020 The Commodity Futures Trading Commission (CFTC or Commission) at year-end issued one final and two proposed rulemakings. The proposed rules are…

Paul M. Architzel, Yevedzo Chitiga.

The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation

USA - July 22 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…

Aaron Friedman, Bruce H. Newman, Jeannette K. Boot, Paul M. Architzel, Twane Harris.

The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation

USA - July 19 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…

Aaron Friedman, Bruce H. Newman, Jeannette K. Boot, Paul M. Architzel, Twane Harris.