Articles
COVID-19: CFTC Advances Regulatory Agenda Despite COVID-19 Pandemic
USA - May 14 2020 The Commodity Futures Trading Commission (CFTC or Commission) continues to advance its regulatory agenda amid the COVID-19 crisis. After…
Commodity Futures Trading Commission 2019 Enforcement and Regulatory Developments and a Look Forward
USA - February 3 2020 In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, including the appointment of Dr…
Anjan Sahni, Aaron Friedman, Elizabeth Mitchell, Margaux Joselow, Matthew Beville, Paul M. Architzel, Yevedzo Chitiga.
CFTC Ends 2019 with Rulemaking Flurry
USA - January 8 2020 The Commodity Futures Trading Commission (CFTC or Commission) at year-end issued one final and two proposed rulemakings. The proposed rules are…
The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation
USA - July 22 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…
Aaron Friedman, Bruce H. Newman, Jeannette K. Boot, Paul M. Architzel, Twane Harris.
The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation
USA - July 19 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…
Aaron Friedman, Bruce H. Newman, Jeannette K. Boot, Paul M. Architzel, Twane Harris.
