Articles
China Moves to Open Commodity Futures Trading to Foreign Participants
China - May 14 2019 Recent reports indicate that, pending regulatory approval, the Dalian Commodity Exchange in China will open trading to foreign participants in futures…
Petal Walker Talks Crypto Regulation in The New York Times
USA - February 2 2021 The DealBook newsletter delves into a single topic or theme every weekend, and today it takes you on a quick tour of the regulatory scene for…
US Department of the Treasury: A Financial System That Creates Economic Opportunities--Capital Markets
Global, USA - November 29 2017 In October 2017, the US Department of the Treasury (Treasury) published a report titled "A Financial System That Creates Economic Opportunities"…
Paul M. Architzel, Mahlet Ayalew, Aaron Friedman, Yoon-Young Lee, Bruce H. Newman, Andre E. Owens, Libby Ragan, Tiffany J. Smith, Jennifer A. Zepralka
The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation
USA - July 19 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…
Paul M. Architzel, Jeannette K. Boot, Aaron Friedman, Twane Harris, Bruce H. Newman
The Legend of the “Secumodity”: Can the Same Coin Be a Security or Commodity at Different Points in its Evolution?
USA - June 10 2019 Can a digital coin be a security one day under the oversight of the Securities and Exchange Commission (SEC), and a commodity the next under the…
