USA - May 24 2022
On May 18, 2022, the US Court of Appeals for the Fifth Circuit issued its decision in Jarkesy v. SEC, vacating a Securities and Exchange Commission…
Stephanie Avakian, Timothy J. Perla, Daniel F. Schubert
USA - April 18 2021
On December 29, 2020, Congress amended Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) to codify and expand the power of the…
Matthew Beville, Lorraine B. Echavarria, Lori A. Martin, Elizabeth Mitchell, Jaclyn Moyer, Nicole Rabner, Theresa Titolo
USA - February 1 2021
On January 20, 2021, White House Chief of Staff Ron Klain issued a memorandum ordering a temporary freeze of new or pending rules in order “to ensure…
Mark D. Cahn, Meredith B. Cross, Nicole Rabner, Anuradha Sivaram, Jonathan Wolfman
USA - January 4 2021
On January 1, 2021, amendments to Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) codifying and expanding the power of the…
Matthew Beville, Lorraine B. Echavarria, Lori A. Martin, Elizabeth Mitchell, Jaclyn Moyer, Nicole Rabner, Theresa Titolo
USA - June 24 2020
On June 22, the Supreme Court held in Liu v. SEC that the SEC may obtain disgorgement in federal court cases, as long as the disgorgement does not…
Christopher Davies, Lorraine B. Echavarria, Lori A. Martin, Elizabeth Mitchell, Jaclyn Moyer, Nicole Rabner, Daniel F. Schubert, Theresa Titolo, Eric D. Wolkoff