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Congress Amends Exchange Act in Response to Kokesh and Liu, Expanding SEC Enforcement Power

USA - April 18 2021 On December 29, 2020, Congress amended Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) to codify and expand the power of the…

Elizabeth Mitchell, Jaclyn Moyer, Lori A. Martin, Lorraine B. Echavarria, Matthew T. Martens, Nicole Rabner, Theresa Titolo.

CFTC 2020 Enforcement and Regulatory Developments and a Look Forward

USA - March 2 2021 Paul Architzel is senior counsel and chair of the WilmerHale Futures and Derivatives Practice, Petal Walker and Matthew Beville are special counsel…

Aaron Friedman, Janelle Johnson, Paul M. Architzel, Petal Walker.

Congress Amends Exchange Act, Expanding SEC Enforcement Power

USA - January 4 2021 On January 1, 2021, amendments to Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) codifying and expanding the power of the…

Elizabeth Mitchell, Jaclyn Moyer, Lori A. Martin, Lorraine B. Echavarria, Matthew T. Martens, Nicole Rabner, Theresa Titolo.

CFTC Adopts Final Rule Regarding Speculative Position Limits

USA - December 22 2020 On October 15, the Commodity Futures Trading Commission (CFTC or the Commission) adopted final rules imposing speculative position limits in…

Nikki Austin, Paul M. Architzel, Petal Walker.

CFTC Enforcement Division Issues Compliance Program Guidance

USA - November 11 2020 On September 10, 2020, the Commodity Futures Trading Commission’s (CFTC, or the Commission) Division of Enforcement (Division) director issued a…

Anjan Sahni, Daniel F. Schubert, Elizabeth Mitchell, Paul M. Architzel, Petal Walker, Robert Greffenius.