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CFTC 2022 Enforcement and Regulatory Developments and a Look Forward

USA - February 2 2023 The year 2022 was a historic year for the Commodity Futures Trading Commission (“CFTC” or the “Commission”). The past year saw new developments in…

Paul M. Architzel, Reid Carroll, Ayana Dow, Eliza Gonzalez, Matthew B. Kulkin, Daniel J. Martin, Blake Sweat

SEC and CFTC Signal Push for Broader Authority Over Digital Asset Markets

USA - October 11 2022 The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) recently announced enforcement actions that…

Paul M. Architzel, Mark D. Cahn, Isabel Dai, Tiffany J. Smith

Congress Amends Exchange Act in Response to Kokesh and Liu, Expanding SEC Enforcement Power

USA - April 18 2021 On December 29, 2020, Congress amended Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) to codify and expand the power of the…

Lorraine B. Echavarria, Matthew T. Martens, Lori A. Martin, Elizabeth Mitchell, Jaclyn Moyer, Nicole Rabner, Theresa Titolo

CFTC 2020 Enforcement and Regulatory Developments and a Look Forward

USA - March 2 2021 Paul Architzel is senior counsel and chair of the WilmerHale Futures and Derivatives Practice, Petal Walker and Matthew Beville are special counsel…

Paul M. Architzel, Aaron Friedman, Janelle Johnson, Petal Walker

Congress Amends Exchange Act, Expanding SEC Enforcement Power

USA - January 4 2021 On January 1, 2021, amendments to Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) codifying and expanding the power of the…

Lorraine B. Echavarria, Matthew T. Martens, Lori A. Martin, Elizabeth Mitchell, Jaclyn Moyer, Nicole Rabner, Theresa Titolo