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Commodity Futures Trading Commission 2019 Enforcement and Regulatory Developments and a Look Forward

USA - February 3 2020 In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, including the appointment of Dr...

Yevedzo Chitiga, Elizabeth Mitchell, Anjan Sahni, Aaron Friedman, Petal Walker, Margaux Joselow, Paul M. Architzel.

House Financial Services Committee Introduces Legislation to Overhaul SEC Waiver Process

USA - July 25 2019 Over the past several weeks, competing views have emerged from Capitol Hill and the SEC over how the Securities and Exchange Commission (“SEC” or...

Daniel T. Chaudoin, John M. Faust, Mark S. Gordon.

CFTC Releases Enforcement Manual in Hopes of Increasing Transparency

USA - May 29 2019 Intending to bring greater transparency to the operation of its enforcement program, the Commodity Futures Trading Commission’s (CFTC or Commission)...

Elizabeth Mitchell, Seth Davis, Petal Walker, Paul M. Architzel.

Court Again Rejects a CFTC Manipulation Claim

USA - December 18 2018 On November 30, 2018, the Southern District of New York issued an opinion reaffirming the long-standing rule that traders cannot be...

Paul M. Architzel.

Futures & Derivatives Law Report

USA - April 12 2018 The Commodity Futures Trading Commission (CFTC or Commission) recently took several steps to further encourage cooperation with and self-reporting to...

Yevedzo Chitiga, Daniel J. Martin, Paul M. Architzel.