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Insider trading law alert: the Second Circuit clears the path for insider trading convictions absent a dirks personal benefit

USA - January 7 2020 On December 30, 2019, the Second Circuit issued a consequential insider trading decision in United States v. Blaszczak.1 In Blaszczak, the Second...

Elizabeth Mitchell, Brett Atanasio, Theresa Titolo.

SEC Enforcement Alert: D.C. Circuit Rules Negligent Conduct Is Not “Willful”

USA - May 17 2019 On April 30, 2019, the D.C. Circuit issued an important decision in Robare Group, Ltd. v. SEC, Slip Op. No. 16-1453, which rejected the long-standing...

Elizabeth Mitchell, Gretchen Passe Roin, Lorraine B. Echavarria, Lori A. Martin, Lauren J. Schreur.

Insider Trading Law Alert: Better The Devil You Know? Tipping Liability, Martoma and the Rise of 18 U.S.C. 1348

USA - May 14 2019 Insider trading has frequently been splashed across headlines in recent months, with a congressman, an NFL player, a comedy writer, and a Silicon...

Elizabeth Mitchell, Brett Atanasio.

SEC Proposes Amendments to the Whistleblower Program

USA - July 11 2018 In 2011, pursuant to authority granted under the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Securities and Exchange Commission...

Joseph M. Toner.

Change and Continuity in Securities Regulation

USA - December 2 2016 The election of Donald Trump as the next President and the continued Republican control of Congress raise questions as to what changes may be expected...

Matthew T. Martens, Meredith B. Cross, Brandon Becker, Amy R. Doberman, Cherie Weldon, Matthew A. Chambers, Tom White, Harry J. Weiss, William R. McLucas.