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The SEC’s Fixed Income Market Structure Advisory Committee Approves Two New Recommendations

USA - March 17 2020 The Securities and Exchange Commission’s (SEC) Fixed Income Market Structure Advisory Committee (FIMSAC) held its latest meeting on February 10, 2020…

Andre E. Owens, Cherie Weldon

FINRA Introduces Two Fixed Income Initiatives

USA - February 20 2020 The Financial Industry Regulatory Authority, Inc. (FINRA) introduced two new initiatives related to the fixed income markets. FINRA proposed to…

Bruce H. Newman, Andre E. Owens, Cherie Weldon

SEC Adopts Significant Changes to Regulation ATS

USA - September 11 2018 On July 18, 2018, the Securities and Exchange Commission voted unanimously to adopt significant amendments to Regulation ATS. The amendments, which…

Daniel J. Martin, Jeremy Moorehouse, Bruce H. Newman, Jessica Notebaert, Andre E. Owens, Tiffany J. Smith, Cherie Weldon

US Department of the Treasury: A Financial System That Creates Economic Opportunities--Capital Markets

Global, USA - November 29 2017 In October 2017, the US Department of the Treasury (Treasury) published a report titled "A Financial System That Creates Economic Opportunities"…

Paul M. Architzel, Aaron Friedman, Yoon-Young Lee, Bruce H. Newman, Andre E. Owens, Libby Ragan, Tiffany J. Smith, Petal Walker, Jennifer A. Zepralka

SEC's Equity Market Structure Advisory Committee Considers an Access Fee Pilot and Changes to the Regulation of Trading Venues

USA - May 11 2016 On April 26, 2016, the Equity Market Structure Advisory Committee (EMSAC or Committee) held its fourth meeting at the Securities and Exchange…

Brandon Becker, Bruce H. Newman, Andre E. Owens, Cherie Weldon