Leland Langston
Wilmer Cutler Pickering Hale and Dorr LLP
Articles
SEC Guidance for Private Fund Advisers
USA - July 7 2020 On June 23, 2020, the US Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a risk alert (Risk…
CFTC Enforcement and Regulatory Developments
USA - June 11 2020 On June 4, 2020, the Commodity Futures Trading Commission (CFTC) unanimously approved the adoption of a final rule (Final Rule)1 prohibiting a…
COVID-19: Investment Management Relief
USA - June 10 2020 The COVID-19 pandemic has caused disruption throughout the investment management industry. The U.S. Securities and Exchange Commission (SEC), along…
SEC Extends Deadline for Form ADV and Form PF Filing for Advisers, Disclosure Relief for Registered Funds and Business Development Companies
USA - March 18 2020 On March 13, 2020, the Securities and Exchange Commission (SEC) issued an order (the Advisers Act Release) under the Investment Advisers Act of 1940…
Gretchen Passe Roin, Leonard A. Pierce, Phillip Gillespie, Timothy F. Silva.
SEC Commissioner Hester M. Peirce Proposes a Path for Regulatory Certainty in Token Sales
USA - February 21 2020 Introduction In a speech on February 6, 2020, US Securities and Exchange Commission (SEC) Commissioner Hester M. Peirce outlined a proposed safe…
