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15 Key Workforce Considerations for Business Reopening

USA - April 30 2020 In response to the lifting or relaxing of shelter in place orders in a number of states, many businesses plan to resume certain operations during the…

Bonnie L. Heiple, Michael J. Lenzi, Lucas Moskowitz, Kirk J. Nahra, Peggy Otum, Laura E. Schneider, Andrew Stauber

SEC Holds Kokesh Does Not Impact FINRA Industry Bar

USA - August 28 2019 On August 23, 2019, the Securities and Exchange Commission (SEC or Commission) held in In re John M.E. Saad that the US Supreme Court’s decision in…

Paul R. Eckert, Leila Ameli-Grillon, Christopher Davies, Matthew T. Martens, Benjamin Neaderland, Nicole Rabner

SEC Adopts Significant Changes to Regulation ATS

USA - September 11 2018 On July 18, 2018, the Securities and Exchange Commission voted unanimously to adopt significant amendments to Regulation ATS. The amendments, which…

Mahlet Ayalew, Daniel J. Martin, Jeremy Moorehouse, Bruce H. Newman, Andre E. Owens, Tiffany J. Smith, Cherie Weldon