Jeannette K. Boot
Wilmer Cutler Pickering Hale and Dorr LLP
Articles
The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation
USA - July 22 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…
Paul M. Architzel, Aaron Friedman, Twane Harris, Bruce H. Newman, Petal Walker
The SEC Adopts Security-Based Swap Rules Governing Capital, Margin and Segregation
USA - July 19 2019 On June 21, 2019, the Securities and Exchange Commission (SEC or Commission) adopted a package of rules and rule amendments (Rules)…
Paul M. Architzel, Aaron Friedman, Twane Harris, Bruce H. Newman, Petal Walker
SEC Adopts Rules on Non-US Firms That “Arrange, Negotiate, or Execute” Security-Based Swaps in the US
USA - February 11 2016 On Wednesday, the Securities and Exchange Commission (SEC) adopted rules that will affect firms operating in the global security-based swap market
Douglas J. Davison, Paul M. Architzel, Dan M. Berkovitz, Gail C. Bernstein, Elizabeth Mitchell
2015 CFTC Year-in-Review, and a Look Forward
USA - January 26 2016 2015 marked another active and record year for the Commodity Futures Trading Commission’s (CFTC or Commission) enforcement program. The CFTC brought…
Douglas J. Davison, Paul M. Architzel, Dan M. Berkovitz, Elizabeth Mitchell, Dino Wu
CFTC Proposes “Regulation AT” for Automated Trading
USA - December 15 2015 On November 24, 2015, the Commodity Futures Trading Commission (CFTC or Commission) proposed a new regulatory regime for automated trading on US…
Douglas J. Davison, Paul M. Architzel, Dan M. Berkovitz, Bruce H. Newman, Dino Wu
