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CFTC Rewrites Recordkeeping Requirements

USA - June 1 2017 The Commodity Futures Trading Commission (CFTC or Commission) has significantly amended its recordkeeping requirements, a change that will affect all…

Paul M. Architzel, Yevedzo Chitiga.

CFTC Increases Anti-Retaliation Protections for Whistleblowers

USA - May 24 2017 On May 22, 2017, the Commodity Futures Trading Commission (CFTC or Commission) amended its whistleblower rules to enhance protections for…

Paul M. Architzel, Yevedzo Chitiga.

CFTC Proposes Greater Flexibility for Electronic Record-Keepers

USA - January 24 2017 In a move that affects everyone required under its rules to maintain records, the Commodity Futures Trading Commission's ("CFTC" or "Commission") is…

Paul M. Architzel, Aaron Friedman.

2016 CFTC Year-in-Review and a Look Forward

USA - January 23 2017 In 2016, the Commodity Futures Trading Commission (CFTC or Commission) continued to pursue high-profile enforcement cases and to test its new…

Paul M. Architzel, Dan M. Berkovitz, Matthew Beville, Daniel J. Martin, Anjan Sahni.

Update on NFA’s Swap Dealer Examinations and Upcoming Priorities

USA - November 17 2016 Both the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), the self-regulatory organization for the US…

Daniel J. Martin.