Elizabeth Mitchell
Wilmer Cutler Pickering Hale and Dorr LLP
Articles
Insider trading law alert: the Second Circuit clears the path for insider trading convictions absent a dirks personal benefit
USA - January 7 2020 On December 30, 2019, the Second Circuit issued a consequential insider trading decision in United States v. Blaszczak.1 In Blaszczak, the Second...
CFTC Releases Enforcement Manual in Hopes of Increasing Transparency
USA - May 29 2019 Intending to bring greater transparency to the operation of its enforcement program, the Commodity Futures Trading Commission’s (CFTC or Commission)...
Seth Davis, Matthew Beville, Petal Walker, Paul M. Architzel.
SEC Enforcement Alert: D.C. Circuit Rules Negligent Conduct Is Not “Willful”
USA - May 17 2019 On April 30, 2019, the D.C. Circuit issued an important decision in Robare Group, Ltd. v. SEC, Slip Op. No. 16-1453, which rejected the long-standing...
Mark D. Cahn, Gretchen Passe Roin, Lorraine B. Echavarria, Lori A. Martin, Lauren J. Schreur.
Insider Trading Law Alert: Better The Devil You Know? Tipping Liability, Martoma and the Rise of 18 U.S.C. 1348
USA - May 14 2019 Insider trading has frequently been splashed across headlines in recent months, with a congressman, an NFL player, a comedy writer, and a Silicon...
Final Decision in Lorenzo v. SEC
USA - March 28 2019 The Supreme Court yesterday took a significant step to expand the universe of actors who can be held liable for a false statement under the federal...
