USA - January 26 2023
On December 27, 2022—nearly 18 months after hearing oral arguments—the Second Circuit issued its new opinion in United States v. Blaszczak,i an…
Brett Atanasio, Mark D. Cahn
USA - December 29 2022
In December 2022, the Securities and Exchange Commission (SEC) adopted amendments to Exchange Act Rule 10b5-1, the rule that provides an affirmative…
C. Alex Bahn, Meredith B. Cross, Stephanie Leopold, Erika L. Robinson, Knute J. Salhus, Alan J. Wilson, Jonathan Wolfman
USA - December 16 2022
On December 14, 2022, the Securities and Exchange Commission released four sweeping rulemaking proposals that would change market structure as we…
Bruce H. Newman, Stephanie Nicolas, Jessica Notebaert, Andre E. Owens, Susan Schroeder, Kyle P. Swan
USA - March 9 2022
On February 25, 2022, the Securities and Exchange Commission (SEC) proposed Rule 13f-2 under the Securities Exchange Act of 1934 (the Exchange Act)…
Aaron Friedman, Timothy F. Silva
USA - February 9 2022
The U.S. Securities and Exchange Commission's actions in 2021 demonstrated that insider trading remains a key enforcement priority. While the…
Brett Atanasio, Mark D. Cahn, Theresa Titolo