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COVID-19: CFTC Advances Regulatory Agenda Despite COVID-19 Pandemic

USA - May 14 2020 The Commodity Futures Trading Commission (CFTC or Commission) continues to advance its regulatory agenda amid the COVID-19 crisis. After…

Paul M. Architzel, Yevedzo Chitiga, Petal Walker.

New Joint Audit Committee Regulatory Alerts Regarding Margining of Multiple Accounts With FCMs and Non-Recourse Provisions

USA - May 28 2019 On May 14, 2019, the Joint Audit Committee (JAC)1 issued two regulatory alerts calling for futures commission merchants (FCMs) to review policies and…

Aaron Friedman, Petal Walker.

2015 CFTC Year-in-Review, and a Look Forward

USA - January 26 2016 2015 marked another active and record year for the Commodity Futures Trading Commission’s (CFTC or Commission) enforcement program. The CFTC brought…

Douglas J. Davison, Paul M. Architzel, Dan M. Berkovitz, Jeannette K. Boot, Elizabeth Mitchell.

CFTC Proposes “Regulation AT” for Automated Trading

USA - December 15 2015 On November 24, 2015, the Commodity Futures Trading Commission (CFTC or Commission) proposed a new regulatory regime for automated trading on US…

Douglas J. Davison, Paul M. Architzel, Dan M. Berkovitz, Jeannette K. Boot, Bruce H. Newman.

CFTC updates position limits rule

USA - September 29 2015 On September 22, 2015, the Commodity Futures Trading Commission (CFTC or Commission) unanimously approved the publication of a “supplemental”…

Paul M. Architzel, Dan M. Berkovitz, Gail C. Bernstein, Jeannette K. Boot, Bruce H. Newman.