Amy R. Doberman
Wilmer Cutler Pickering Hale and Dorr LLP
Articles
Supporting Our Veterans
USA - May 30 2022 In honor of those who serve our country, WilmerHale’s In the Public Interest podcast is proud to highlight our nation’s veterans and the work being…
ESG Asset Managers and Investment Funds—Near Term SEC Enforcement Risk
USA - August 3 2021 The Securities and Exchange Commission (SEC) threw down the gauntlet after President Biden’s election and asserted its interest in greater regulation…
Lorraine B. Echavarria, Matthew B. Holmwood, Andrew Miller, Timothy F. Silva
SEC Proposes to Modernize Fund Communications
USA - August 31 2020 On August 5, 2020, the Securities and Exchange Commission (SEC) proposed amendments to the disclosure framework for mutual funds and exchange-traded…
SEC Proposes New Framework for Fund Valuation Practices
USA - April 30 2020 On April 21, 2020, the Securities and Exchange Commission (SEC) voted to propose Rule 2a-5 under the Investment Company Act of 1940 (1940 Act)…
COVID-19: SEC Grants Temporary Relief to Mutual Funds from Borrowing and Lending Restrictions
USA - March 26 2020 On March 23, 2020, the SEC issued an order1 (the “Order”) granting registered open-end funds and insurance company variable annuity separate accounts…
Phillip Gillespie, Leonard A. Pierce, Gretchen Passe Roin, Timothy F. Silva
