Aaron Friedman
Wilmer Cutler Pickering Hale and Dorr LLP
Articles
SEC proposes monthly short sale reporting and aggregated public disclosure
USA - March 9 2022 On February 25, 2022, the Securities and Exchange Commission (SEC) proposed Rule 13f-2 under the Securities Exchange Act of 1934 (the Exchange Act)…
SEC proposes significant new regulatory obligations for communication protocol systems and government securities ATSs
USA - February 7 2022 The Securities and Exchange Commission (SEC) proposed significant changes to the regulation of securities trading systems that use non-firm trading…
Twane Harris, Bruce H. Newman, Andre E. Owens, Tiffany J. Smith, Cherie Weldon
SEC Proposes Significant Amendments to Form PF and One-Business-Day Reporting Requirements
USA - February 3 2022 On January 26, 2022, the Securities and Exchange Commission (SEC) proposed amendments to private fund reporting rules that would increase the…
SPAC Transaction Explosion Drives SEC Enforcement Focus
USA - April 2 2021 In the face of volatile markets and a global pandemic, an old capital markets vehicle has been taking the markets by storm: special purpose…
Michael Mugmon, Meredith B. Cross, Lorraine B. Echavarria, Lisa Firenze, William R. McLucas, Elizabeth Mitchell, Glenn R. Pollner, Nicole Rabner, Timothy F. Silva
CFTC 2020 Enforcement and Regulatory Developments and a Look Forward
USA - March 2 2021 Paul Architzel is senior counsel and chair of the WilmerHale Futures and Derivatives Practice, Petal Walker and Matthew Beville are special counsel…
Paul M. Architzel, Matthew Beville, Janelle Johnson, Petal Walker
