T. Gorman

SEC Actions

Articles

Results 1 to 5 of 233
Most popular |Most recent


This Week In Securities Litigation (Week of March 1, 2021)

Australia, Hong Kong - February 28 2021 Later this year the United Nations will its Climate Change Conference. The event, to be held in November, was originally scheduled for last fall but…

SEC Acting Chair Directs Study of Climate Change

USA - February 25 2021 Acting Chair Allison Herren Lee directed the staff of the Division of Corporation Finance to “enhance its focus on climate-related disclosure in…

Nasdaq Rebuked by GOP Senators for Board Diversity Requirements

USA - February 24 2021 Nasdaq filed a proposal with the Securities and Exchange Commission on December 1, 2020 to modify its listing standards to embrace diversity (here)…

Climate Change, A Key Issue For World Regulators

Global - February 22 2021 Climate change is an often talked about issue. Some firmly believe in it; others do not. Regardless of your view, there is a significant quantum of…

This Week In Securities Litigation (Week of Feb. 22, 2021)

Australia, Hong Kong, Singapore, USA - February 21 2021 GameStop continued to be the topic de jure last week with hearings on Capitol Hill before a Congressional Committee. The key players were present…