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In brief: financial services compliance programmes in Italy

Italy - March 16 2020 This Q&A covers some of the key legal, regulatory and practical considerations for financial services firms when implementing a compliance programme in Italy.

Giovanna Tassitano, Marco Penna.

Enforcement of financial services regulations in Italy

Italy - April 29 2019 A quick look at how the authorities in Italy enforce financial services regulations, including through investigations and penalties.

Giovanna Tassitano, Marco Penna.

Financial Services Compliance in Italy

Italy - April 29 2019 A structured guide to financial services compliance in Italy

Giovanna Tassitano, Marco Penna.

Compliance programmes for financial services firms in Italy

Italy - April 29 2019 An overview of practical considerations for financial services firms when implementing compliance programmes in Italy, including primary requirements, director duties and standards of customer care.

Giovanna Tassitano, Marco Penna.