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In brief: financial services compliance programmes in Italy

Italy - March 16 2020 This Q&A covers some of the key legal, regulatory and practical considerations for financial services firms when implementing a compliance programme in Italy.

Marco Penna, Marylisa Izzo.

Enforcement of financial services regulations in Italy

Italy - April 29 2019 A quick look at how the authorities in Italy enforce financial services regulations, including through investigations and penalties.

Marco Penna, Marylisa Izzo.

Financial Services Compliance in Italy

Italy - April 29 2019 A structured guide to financial services compliance in Italy

Marco Penna, Marylisa Izzo.

Compliance programmes for financial services firms in Italy

Italy - April 29 2019 An overview of practical considerations for financial services firms when implementing compliance programmes in Italy, including primary requirements, director duties and standards of customer care.

Marco Penna, Marylisa Izzo.

Financial Services Compliance in Italy

Italy - March 28 2019 A structured guide to financial services compliance in Italy

Marco Penna, Ruggero Maria Zanolini.