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Be Aware - SEC Implements Holding Foreign Companies Accountable Act (HFCA) Requirements

USA - March 31 2021 The SEC recently announced its adoption of interim final amendments to certain forms, including Form 10-K and Form 20-F, to implement the…

Katherine Ashton.

Don’t Delay: SEC Wants Your Two Cents on Climate Change Disclosure

USA - March 25 2021 The SEC recently issued a public statement asking investors, companies and other market participants to share their views on climate change…

Katherine Ashton.

Wait Continues for Any SEC Public Response to Senators’ Urgent Call for Rule 10b5-1 Plan Reform

USA - March 11 2021 The wait continues for any public response from the SEC to a recent letter from three Democratic members of the Senate Committee on Banking, Housing…

Katherine Ashton.

Climate-Related Disclosure in the Hot Seat

USA - March 4 2021 SEC Commissioners Hester M. Peirce and Elad L. Roisman today issued a statement providing their perspectives on the recent w…

Katherine Ashton.

New ISS 2021 Factors for Governance QualityScore Address Investor Hot Topics

USA - February 25 2021 ISS recently released updated methodology for its Governance QualityScore (GQS) rating system for institutional investors. The new factors relate to…

Katherine Ashton.