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SEC reportedly investigating public disclosures by PPP recipients

USA - May 14 2020 We understand that several issuers and regulated entities that publicly disclosed their receipt of funds from the SBA’s Paycheck Protection Program…

J. Ashley Ebersole, Joseph Kessler, Robert Klingler, Mark A. Srere

How to Avoid COVID-19 Price Gouging in the United States

USA - April 28 2020 COVID-19 has presented countless challenges since it began to spread unchecked across the United States. Among those challenges are severe shortages…

Joscelyn T. Solomon, Mark A. Srere

Is it safe to open our trading window in the midst of a pandemic?

USA - April 24 2020 Toward the end of the first quarter of 2020, many public companies imposed a blackout period, during which directors and specific employees deemed…

LaDawn Naegle, Victoria R. Westerhaus

SEC continues 2020 whistleblower award surge; hotline vigilance is key during COVID-19 pandemic

USA - April 22 2020 Despite the challenges of the COVID-19 pandemic, the SEC continues its surge in whistleblower awards, announcing on April 20 a $5 million award to a…

Victoria R. Westerhaus

U.S. Securities and Exchange Commission Issues a $27 Million Enforcement Reminder

USA - April 17 2020 The Securities and Exchange Commission has issued a reminder that when the business world returns to standard operations, enforcement actions will…

Austin V. Campriello, J. Ashley Ebersole, Jennifer Kies Mammen, Mark A. Srere