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SEC Charges Andeavor LLC With Stock Buyback Controls Violations

USA - October 20 2020 On October 15, 2020, the Securities and Exchange Commission (“SEC”) announced settled charges against U.S. refiner Andeavor LLC (“Andeavor”) for…

Jason C. Semmes.

SEC Announces Charges Against Fulton Financial Corporation and Interface, Inc., in Bellwether of Increased Earnings Management Enforcement Activity

USA - October 2 2020 On September 28, the SEC announced charges against two public companies, Interface, Inc. (“Interface”) and Fulton Financial Corporation (“Fulton”)…

J. Ashley Ebersole, Kwabena A. Yeboah.

Supreme Court Affirms SEC Disgorgement Powers, But With Limits

USA - June 26 2020 Liu v. Securities and Exchange Commission, the U.S. Supreme Court decision this week affirming the SEC’s right to seek disgorgement, displayed a…

J. Ashley Ebersole, Eric Rieder, Mark A. Srere.

Supreme Court Affirms SEC Disgorgement Powers, But With Limits

USA - June 25 2020 Liu v. Securities and Exchange Commission, the U.S. Supreme Court decision this week affirming the SEC’s right to seek disgorgement, displayed a…

J. Ashley Ebersole, Eric Rieder, Mark A. Srere.

Public Companies Beware of SEC’s Continuing Interest in Accounting and Disclosure Cases

USA - June 22 2020 As the end of the quarter approaches for most public companies, it is important to keep in mind that the SEC’s Enforcement Division has brought…