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September 1st Implementation of FINRA Rule 1017(a)(7) - “Final Criminal Matters” and “Specified Risk Events” Defined

United Kingdom - August 30 2021 This alert is intended to supplement our prior May 11th alert titled “Through the Issuance of New Rules Aimed at Recidivist Brokers and…

Shea O. Hicks, Polly James, Eric Martin, Ava L. Pfeiffer

Stimulus Bill Creates Second Draw PPP Loans

USA - January 6 2021 On December 27, 2020, President Trump signed the 2021 Consolidated Appropriations Act, which also contained the latest stimulus relief bill. Part of…

Stimulus Bill Changes to New PPP Loans

USA - January 5 2021 On December 27, 2020, President Trump signed the 2021 Consolidated Appropriations Act, which also contained the latest stimulus relief bill. Part of…

Stimulus Bill Changes to All PPP Loans

USA - January 4 2021 On December 27, 2020, President Trump signed the 2021 Consolidated Appropriations Act, which also contained the latest stimulus relief bill. Part of…

PPP Loan Necessity Certifications and Fraud Investigations

USA - November 10 2020 A recent article in The Wall Street Journal highlights renewed talk in some circles about allegedly “growing evidence” of fraud among PPP…

Timothy G. O'Connell