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Risky business: recording board meetings

USA - September 30 2021 With the Delta variant surge, many companies have delayed plans for a return to in-person board and committee meetings. The go-to alternative, in…

Eric Rieder, Victoria R. Westerhaus

Is There Life for SAFTs After the Telegram Case?

USA - July 17 2020 The final act in the saga between Telegram Group Inc. (“Telegram”) and the SEC was the June 26, 2020 court approval of the SEC’s settlement with…

J. Ashley Ebersole

Securities and Corporate Governance Update - October 2019

USA - October 23 2019 This newsletter discusses noteworthy updates, key regulatory decisions and upcoming compliance reminders. You are welcome to contact us to discuss any…

William L. Cole, R. Randall Wang, Paul M. William

SEC adopts big changes to Rule 10b5-1 plan requirements; reaffirms warning about “insider gifting”

USA - December 15 2022 On December 14, 2022, the SEC unanimously adopted significant changes to the requirements for Rule 10b5-1 trading plans, one day shy of the…

R. Randall Wang

Evolving Corporate Governance and U.S. Securities Laws Issues in the COVID-19 Pandemic

USA - March 23 2020 Our world is changing on a daily - if not hourly - basis, as we deal with unprecedented challenges brought on by the COVID-19 pandemic. This Q&A…

Taavi Annus, Todd M. Kaye, Eliot W. Robinson, R. Randall Wang, Victoria R. Westerhaus