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Unusual Musk Trial Highlights Risks Facing Public Company Executives

USA - January 23 2023 Amidst all the controversy and legal proceedings involving Elon Musk, one could overlook the fact that he and his company Tesla are on trial now in U…

Eric Rieder

SEC adopts big changes to Rule 10b5-1 plan requirements; reaffirms warning about “insider gifting”

USA - December 15 2022 On December 14, 2022, the SEC unanimously adopted significant changes to the requirements for Rule 10b5-1 trading plans, one day shy of the…

R. Randall Wang

Buckle Up: 2022 Annual Meeting Q&A Could Be Wild Ride

USA - May 10 2022 Now that we are knee deep in Annual Meeting season, companies should consider preparing for “what if” questions that may arise during Q&A based on…

Katherine Fleming Ashton, Eliot W. Robinson, R. Randall Wang, Victoria R. Westerhaus

Risky business: recording board meetings

USA - September 30 2021 With the Delta variant surge, many companies have delayed plans for a return to in-person board and committee meetings. The go-to alternative, in…

Eric Rieder, Victoria R. Westerhaus

SEC shines spotlight on climate change in sample comment letter

USA - September 23 2021 As discussed in our March 4, 2021 and March 17, 2021 posts, Allison Herren Lee, then the Acting Chair of the SEC, previously issued a Public…

Lindsay P. Cross, Eliot W. Robinson, R. Randall Wang