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Regulatory enforcement in lockdown and beyond

United Kingdom - March 2 2021 The pandemic has created a raft of new risks for firms and their employees alike. What effect will the events of 2020 have on the enforcement…

Adam Jamieson.

Multi-Jurisdictional Investigations

United Kingdom, USA - March 25 2019 Whenever regulators or criminal authorities from multiple jurisdictions become interested in the same suspected misconduct, the potential for…

The FCA’s first competition law fines - what can we learn?

European Union, United Kingdom - March 5 2019 On 21 February 2019, the FCA issued its first competition law infringement decision since it was given competition law powers on 1 April 2015. Three…

Samantha Paul, Sarah Ward.

Emerging Themes in Financial Regulation 2019 - What do I need to know?

European Union, United Kingdom - February 11 2019 We recently held our annual Emerging Themes in Financial Regulation seminar, at which we launched our Emerging Themes in Financial Regulation 2019…

Mark A. Srere, Samantha Paul.

Senior Managers and Certification Regime (“SMCR”) for insurers - Four Weeks To Go

United Kingdom - November 13 2018 The first stage of the SMCR for insurers comes into force on 10 December 2018. While some aspects of the regime will be familiar to insurers…

Adam Jamieson, Polly James.