Katherine Fleming Ashton
Bryan Cave Leighton Paisner LLP
Articles
SEC staff flashes red and yellow traffic lights on common non-GAAP practices
USA - December 16 2022 The SEC staff recently published updated interpretations addressing some common non-GAAP practices as either clearly non-acceptable or questionable…
Delaware Corporate Law Developments: What You Need to Know for 2023
USA - December 13 2022 Delaware corporate law continually evolves, and 2022 was no exception. As the year draws to a close and proxy season approaches, here are highlights…
SEC approves executive officer incentive compensation clawback rules
USA - October 27 2022 On October 26, 2022, the SEC - by a 3-2 vote - approved final rules directing the NYSE, Nasdaq and other stock exchanges to adopt requirements for…
2023 proxy and annual report season - things to add to your “Don’t Forget” list
USA - October 10 2022 As companies look ahead to the upcoming proxy and annual report season, the SEC has generated a number of new items to add to your compliance…
Flawed 10b5-1 plan leads to insider trading finding against executives
USA - September 27 2022 A recent SEC order found that two executives of Cheetah Mobile Inc. engaged in illegal insider trading when selling shares under a purported 10b5-1…
