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After Nearly a Decade DOJ and SEC Release Second Edition of FCPA Resource Guide

USA - July 17 2020 For the first time since its initial publication in 2012, the DOJ and SEC released an update to their 130-page guidance manual on the U.S. Foreign…

Jennifer Kies Mammen, Mark A. Srere.

Section 19(d) of the Exchange Act Cannot Be Used to Challenge Charges for Access to “depth-of-book” Data

USA - July 7 2020 The D.C. Circuit was asked in Nasdaq Stock Market, LLC vs. Securities and Exchange Commission, 2020 WL 3023116, to consider whether fees that…

Settlement and Breach of Contract: Key Takeaways from Parkway

USA - July 7 2020 This case concerns a company (“U.S. Home”) entering into a contract to purchase land from a limited liability company (“Purchase Agreement”) solely…

U.S. - Significant Increase in Complaints Brings Potential for Increased SEC Whistleblowing Activity

USA - June 9 2020 Among the myriad quarantine pursuits undertaken by the work-from-home crowd, whistleblowing appears to be proving popular. Recent reports indicate…

J. Ashley Ebersole.

COVID-19 (Legal) Immunity: Enter at Your Own Risk

USA - May 26 2020 As we reported in a recent alert on the risky business of re-opening, businesses throughout the United States seek legal immunity from liability for…

Jacob A. Kramer, David C. Russell, Lawrence G. Scarborough.