Jeffrey A. Ziesman
Bryan Cave Leighton Paisner LLP
Articles
New Federal Anti-Crime Rule Requires Millions of Businesses to Report True Ownership
USA - November 14 2022 With limited amendments to its proposed rule, the Financial Crimes Enforcement Network (“FinCEN”), a division of the U.S. Department of the Treasury…
The SEC’s Continued Efforts to Dive Feet First into Climate Control and ESG Initiatives
USA - June 6 2022 The SEC began highlighting climate control and ESG concerns as a hot topic in February 2021. In that month, the SEC announced the appointment of…
Lindsay Wuller Aggarwal, Eric Chartan, Shea O. Hicks, Jeffrey J. Kalinowski
The Corporate Transparency Act (CTA) is Coming: Creation of a National Beneficial Ownership Database
USA - February 17 2022 Potentially as soon as late 2022 or early 2023, a new U.S. regulatory schema will come into effect which will affect over 25 million existing…
Continuing AML regulatory issue focus
USA - October 20 2021 Recent SEC Enforcement case, SEC's response to petition for Certiorari, and a FINRA Regulatory Notice regarding FinCEN's initiatives. Garcia Case…
Heads Up! Your Form CRS Grace Period Has Ended: The SEC Drops the Hammer on 27 Firms for Compliance Failures with Form CRS Filing and Delivery Requirements
USA - July 28 2021 In case you were wondering if you can still push off finalizing your Form CRS filing, posting it on your website and delivering it to clients, the…
