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Is There Life for SAFTs After the Telegram Case?

USA - July 17 2020 The final act in the saga between Telegram Group Inc. (“Telegram”) and the SEC was the June 26, 2020 court approval of the SEC’s settlement with…

Robert J. Endicott, Jason C. Semmes.

US: A Caution on Earnings Management

USA - April 8 2020 In September 1998, US SEC Chairman Arthur Levitt gave a speech called, “The Numbers Game” in which he expressed his “fear that we are witnessing an…

Therese D. Pritchard, Mark A. Srere.

DOJ Releases Framework for Cryptocurrency Enforcement

USA - October 15 2020 On October 8, 2020, the U.S. Department of Justice (“DOJ”) released the publication “Cryptocurrency: An Enforcement Framework,” (“Framework”) which…

Benjamin M. Saul, Jason C. Semmes, Mark A. Srere.

Privacy, Vulnerabilities, and Breaches, Oh My

USA - August 24 2021 A recent SEC settlement shed light on data security and privacy concerns that public companies should keep in mind when drafting and filing periodic…

SEC reportedly investigating public disclosures by PPP recipients

USA - May 14 2020 We understand that several issuers and regulated entities that publicly disclosed their receipt of funds from the SBA’s Paycheck Protection Program…

Joseph Kessler, Robert Klingler, Therese D. Pritchard, Mark A. Srere.