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Privacy, Vulnerabilities, and Breaches, Oh My

USA - August 24 2021 A recent SEC settlement shed light on data security and privacy concerns that public companies should keep in mind when drafting and filing periodic…

Much Ado About DeFi

USA - August 13 2021 Given that the charged entity’s name included “DeFi,” there was an inevitable flurry of news around last week’s SEC action against DeFi Money Market…

Kwabena A. Yeboah.

Gensler Sounds Warning for Cryptocurrency Markets

USA - August 10 2021 SEC Chair Gensler’s comments about cryptocurrency on August 3 were unsurprising in the context of his regulatory philosophy. He said as much when he…

Beware of Insider Trading Whistleblower Scams

USA - June 24 2021 There has recently been a rash of similar anonymous whistleblower tips to public companies, each claiming that an unnamed company supervisor boasted…

Eliot W. Robinson, Jeffrey A. Ziesman.

Regulatory Considerations for New Iterations in the Crypto and Digital Asset Space

USA - April 9 2021 Recent news coverage has highlighted two potentially watershed moments in the FinTech revolution: the rise of Decentralized Finance (“DeFi”) that…