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Defense Bill Significantly Bolsters SEC’s Disgorgement Authority

USA - January 26 2021 The National Defense Authorization Act (“NDAA”) became law on January 1, 2021 after Congress overrode a president…

J. Ashley Ebersole

Public Company Censured by SEC for Misleading Disclosures of Covid-19 Impact

USA - December 7 2020 In its first enforcement action against a public company for misleading disclosures regarding COVID-19’s business impact, the SEC released a December…

J. Ashley Ebersole

Second Circuit Case Shows How Confidentiality Pact May Support Insider Trading Charges

USA - October 6 2020 A recent decision by the U.S. Court of Appeals for the Second Circuit shows how an investor’s entering into a confidentiality agreement with an…

Supreme Court Affirms SEC Disgorgement Powers, But With Limits

USA - June 26 2020 Liu v. Securities and Exchange Commission, the U.S. Supreme Court decision this week affirming the SEC’s right to seek disgorgement, displayed a…

J. Ashley Ebersole, Therese D. Pritchard, Mark A. Srere

Supreme Court Affirms SEC Disgorgement Powers, But With Limits

USA - June 25 2020 Liu v. Securities and Exchange Commission, the U.S. Supreme Court decision this week affirming the SEC’s right to seek disgorgement, displayed a…

J. Ashley Ebersole, Therese D. Pritchard, Mark A. Srere