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Have You Updated Your Approach to MD&A?

USA - October 1 2021 The next Form 10-K filing for most companies will be their first filing required to comply with the revised Management’s Discussion and Analysis…

Katherine Ashton.

SEC shines spotlight on climate change in sample comment letter

USA - September 23 2021 As discussed in our March 4, 2021 and March 17, 2021 posts, Allison Herren Lee, then the Acting Chair of the SEC, previously issued a Public…

Lindsay P. Cross, Robert J. Endicott, R. Randall Wang.

NYSE Further Revises Definition of Related Party Transactions

USA - August 26 2021 On August 19, 2021, the New York Stock Exchange further revised its definition…

Katherine Ashton.

Risk factor reminders for upcoming 10-Qs

USA - July 13 2021 As companies prepare upcoming periodic reports, they should focus on carefully reviewing and updating their risk factors. Some of the considerations…

R. Randall Wang.

Beware of Insider Trading Whistleblower Scams

USA - June 24 2021 There has recently been a rash of similar anonymous whistleblower tips to public companies, each claiming that an unnamed company supervisor boasted…

J. Ashley Ebersole, Jeffrey A. Ziesman.