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FCA consults on changes to Investment Research and Best Execution reporting

European Union, United Kingdom - May 20 2021 On 28 April 2021 the Financial Conduct Authority (FCA) published a consultation paper (CP 21/9) on proposed changes to its investment research rules…

Joseph Ninan.

LIBOR Transition: how to avoid being sued by your legacy counterparties?

United Kingdom - March 24 2021 LIBOR transition is one of the most significant challenges facing financial institutions today, but it is not just a regulatory issue. Here a…

Oran Gelb.

Changing “Buy Now Pay Later” Regulations & Considerations for Retailers

United Kingdom - March 4 2021 On 2 February 2021, the FCA published its Review of the Unsecured Credit Market in the UK. The full title of the review is “The Woo…

Samantha K. Goldberg-Seder, Stanton R. Koppel.

SMART MONEY - UK Digital Asset Regulation in the UK: new tech, old rules?

European Union, United Kingdom - March 3 2021 The rise in the use of digital assets has presented regulators around the world with a number of unique challenges. Regulators and law makers in…

Anthony Williams.

Digital Asset Regulation in the UK, US and Germany: new tech, old rules?

Germany, United Kingdom, USA - March 1 2021 The rise in the use of digital assets has presented regulators around the world with a number of unique challenges. Regulat…

J. Ashley Ebersole, Prof. Dr. Bernd Geier, Anthony Williams.