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SMCR for FCA-solo regulated firms - How to survive implementation

United Kingdom - February 25 2019 The FCA recently released the latest in a long series of papers relating to the Senior Managers and Certification Regime (“SMCR”). FCA Consultation…

Polly James, Samantha Paul.

Senior manager accountability - five steps to protect yourself

United Kingdom - March 24 2021 A week today, 31 March 2021, marks the deadline for the full implementation of the Senior Managers and Certification Regime…

Samantha Paul.

The journey from SIMR to SMCR for insurers

United Kingdom - January 28 2019 Insurers, reinsurers and managing agents (which we will refer to in this article as “insurers”) will be fully within the scope of the Senior Managers…

Polly James.

SMCR Update - What best practice looks like

United Kingdom - September 10 2020 The FCA has recently updated its Senior Managers and Certification Regime (“SMCR”) webpage for FCA solo-regulated…

Operational resilience in the time of Covid: A new regulatory framework for firms

United Kingdom - February 28 2021 Covid-19 posed an unprecedented challenge to the operational resilience of the financial services sector in 2020. But despite a generally positive…

Anthony Williams, Samantha Paul.